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A Counterexample to the Global Injectivity of a Jacobian Mapping in \mathbb{C}^5 and Its Analytical Roots

This paper presents a counterexample to the global injectivity of a polynomial mapping in C5\mathbb{C}^5 with a unipotent Jacobian by explicitly constructing distinct points that map to the same image and classifying the resulting 37 analytical complex solutions of the gradient field.

Original authors: Sergey Sverchkov

Published 2026-07-23
📖 1 min read🧠 Deep dive

Original authors: Sergey Sverchkov

Original paper licensed under CC BY 4.0 (http://creativecommons.org/licenses/by/4.0/). This is an AI-generated explanation of the paper below. It is not written or endorsed by the authors. For technical accuracy, refer to the original paper. Read full disclaimer

Technical Summary: A Counterexample to the Global Injectivity of a Jacobian Mapping in C5\mathbb{C}^5

Problem Statement
This paper addresses the Jacobian Conjecture, which posits that any polynomial mapping F:CnCnF: \mathbb{C}^n \to \mathbb{C}^n with a constant non-zero Jacobian determinant is globally invertible. While reduction theorems by Bass, Connell, Wright, and Dru˙zkowski have narrowed the scope of the conjecture to cubic-linear (Dru˙zkowski) mappings, this study investigates a specific polynomial structure in C5\mathbb{C}^5 to test the limits of global injectivity under unipotent Jacobian conditions.

Methodology
The author constructs a specific polynomial mapping G:C5C5G: \mathbb{C}^5 \to \mathbb{C}^5 defined by G(x)=xF(x)G(x) = x - \nabla F(x), where FF is a homogeneous polynomial of degree 6. The polynomial FF is composed of four "tridiagonal harmonic blocks" involving real and imaginary components derived from the real part of (u+iv)6(u+iv)^6.

The methodology proceeds in three stages:

  1. Jacobian Analysis: The author demonstrates that the Hessian matrix HF(x)H_F(x) of the defining polynomial is strictly tridiagonal. By analyzing the algebraic structure of the coefficients, it is shown that the traces of all powers of HF(x)H_F(x) vanish identically (Tr(HFk)=0\text{Tr}(H_F^k) = 0 for k=1,,5k=1,\dots,5). This proves HF(x)H_F(x) is nilpotent everywhere, ensuring the Jacobian determinant of the mapping GG is globally constant and equal to 1 (det(IHF)1\det(I - H_F) \equiv 1).
  2. Injectivity Testing: Leveraging the fact that FF consists of even-degree monomials, the gradient F\nabla F is an odd function. The author reduces the problem of finding distinct points aba \neq b such that G(a)=G(b)G(a) = G(b) to finding non-trivial roots of the equation F(a)=a\nabla F(a) = a (i.e., G(a)=0G(a) = \vec{0}).
  3. Analytical Classification: The paper performs a comprehensive derivation of the zero-set G(x)=0G(x) = \vec{0}. By isolating variables and applying proportionality ansatzes (xi=kxjx_i = k x_j) to specific subsystems, the author solves the resulting algebraic equations to identify distinct families of solutions.

Key Contributions and Results
The primary contribution of the paper is the construction of a counterexample to the global injectivity of a unipotent polynomial mapping in C5\mathbb{C}^5.

  • Explicit Counterexample: The author constructs two distinct sparse vectors, a=(c,0,0,0,0)a = (c, 0, 0, 0, 0) and b=(c,0,0,0,0)b = (-c, 0, 0, 0, 0), where c=61/4c = 6^{-1/4}. It is rigorously proven that G(a)=G(b)=0G(a) = G(b) = \vec{0}, thereby demonstrating that the mapping is not globally injective despite having a Jacobian determinant of 1 everywhere.
  • Classification of Zero-Sets: The paper provides a detailed classification of the analytical roots of the gradient field, identifying a total of 37 precise complex solutions organized into six distinct geometric series:
    1. Series 1: Four isolated solutions where only the first coordinate is non-zero (x14=1/6x_1^4 = 1/6).
    2. Series 2: Four solutions where only the last coordinate is non-zero (x54=i/6x_5^4 = i/6).
    3. Series 3: Four solutions where only the central coordinate is non-zero (x34=1/6x_3^4 = 1/6).
    4. Series 4: Sixteen solutions formed by independent linear combinations of the first and third coordinates.
    5. Series 5: A family of solutions on the right boundary involving coupled variables x4x_4 and x5x_5, determined by a quadratic equation in the scaling coefficient kRk_R.
    6. Series 6: A symmetric family of solutions on the left boundary involving coupled variables x1x_1 and x2x_2, determined by a quadratic equation in the scaling coefficient kLk_L.

Significance
The paper claims that these results highlight the complex nature of stability and injectivity conditions within the framework of the Jacobian Conjecture. By exhibiting a unipotent mapping in C5\mathbb{C}^5 that fails to be globally injective, the work underscores the difficulty of the conjecture and the richness of the algebraic solution space even when the Jacobian determinant is trivially constant. The findings are presented as a verification of non-injectivity for this specific class of mappings, offering precise analytical families of complex roots that challenge the assumption that constant Jacobian determinants imply global invertibility in higher dimensions.

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