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Mechanical Failure of Anterior Cervical Plate Systems: A Manufacturer and User Facility Device Experience (MAUDE) Database Analysis

This study analyzed over 5,000 reports in the FDA MAUDE database to reveal that while screw backout, locking-mechanism failure, and screw breakage are the most frequently reported mechanical failures of anterior cervical plates, injuries such as subsidence, migration, and dysphagia are more strongly associated with adverse event coding despite occurring less often.

Original authors: Siddharth Jasti, Firas Batrash, Michael J. Farias, James Belanger, Tasif Mahmoud, John Czerwein, Eren O. Kuris, Bassel G. Diebo, Bryce A. Basques, Alan H. Daniels

Published 2026-09-01
📖 5 min read🧠 Deep dive

Original authors: Siddharth Jasti, Firas Batrash, Michael J. Farias, James Belanger, Tasif Mahmoud, John Czerwein, Eren O. Kuris, Bassel G. Diebo, Bryce A. Basques, Alan H. Daniels

Original paper licensed under CC BY 4.0 (https://creativecommons.org/licenses/by/4.0/). This is an AI-generated explanation of the paper below. It is not written or endorsed by the authors. For technical accuracy, refer to the original paper. Read full disclaimer

The human spine is a remarkable engineering feat, a flexible column of bone and cartilage that supports the body while protecting the delicate spinal cord running through its center. When the discs between these bones wear down or herniate, they can press on nerves, causing pain, weakness, or numbness in the arms and neck. To fix this, surgeons often perform a procedure called an anterior cervical discectomy and fusion. In this operation, they approach the neck from the front, remove the damaged disc, and place a spacer to restore height. To keep the bones from shifting while they heal together into a single solid unit, surgeons attach a small metal plate to the front of the vertebrae, securing it with screws. This plate acts as a temporary internal brace, holding everything in place until the bone fuses. While this surgery is common and often successful, the hardware itself is not immune to problems. Sometimes the screws loosen, the metal breaks, or the plate moves out of position. When these things happen, patients can suffer from new pain, difficulty swallowing, or the need for a second surgery to remove or replace the failed parts.

Understanding how and why these metal plates fail is crucial for improving patient safety, but tracking these failures is difficult because they happen in hospitals all over the country, often in different ways. To get a clear picture, a team of researchers from Brown University turned to a massive digital archive maintained by the US Food and Drug Administration. This archive, known as the MAUDE database, collects reports from doctors, hospitals, and manufacturers whenever a medical device malfunctions or causes an injury. The researchers sifted through more than five thousand reports submitted between 2010 and 2025, specifically looking for cases involving the metal plates used in neck surgeries. Their goal was not to count how many times a specific brand failed, but to understand the different ways these devices break and to see which types of failures are most likely to cause real harm to a patient.

The analysis revealed that while there were many different ways the hardware could fail, three specific issues stood out as the most frequent complaints. The most common problem reported was screws backing out or becoming loose, followed closely by the failure of the locking mechanism that holds the screws in place, and then screws actually breaking. These three categories made up the vast majority of the reports. However, the researchers found a striking disconnect between how often a problem was reported and how much it hurt the patient. The most frequently reported issues, like a screw loosening or a lock failing, were often logged simply as a device malfunction. In many of these cases, the hardware had a technical flaw, but the patient did not necessarily suffer a severe injury or require immediate emergency intervention.

In contrast, the failures that caused the most serious harm to patients were reported far less often. When the researchers looked at the reports tagged as injuries, they found a different pattern. The most dangerous scenarios involved the bone failing to fuse properly, the entire plate shifting or sinking into the bone, or the hardware irritating the esophagus and causing difficulty swallowing. These specific problems were much more likely to be classified as injuries rather than mere malfunctions. For instance, when a plate migrated or a screw pushed forward, it could press against the throat, leading to severe complications. The data showed that while screw breakage was a common report, it was the less frequent events, like the bone not fusing or the plate moving, that were most strongly linked to patient harm.

The study also examined the rare instances where these reports involved a patient death. After carefully reviewing the details of these tragic cases, the researchers found that the metal plate itself was almost never the direct cause of death. Instead, the fatalities were linked to complications that occurred during the surgery or in the immediate recovery period, such as bleeding, swelling in the neck, or injury to blood vessels. The hardware failure was not the primary driver of these outcomes. This distinction is important because it suggests that while the metal plates are generally robust, the risks associated with the surgery and the healing process remain significant. The researchers noted that the number of reports submitted to the database peaked in 2013 and has been declining since, though this trend likely reflects changes in how reports are filed rather than a sudden drop in the number of failures occurring in the real world.

Ultimately, this large-scale review of medical records highlights a critical lesson for doctors and device makers: the most common technical glitches are not always the most dangerous. The frequent reports of screws loosening or locks failing serve as a warning sign that the device is not performing as intended, but they do not always mean a patient is in immediate danger. The true threats to patient safety are the less frequent but more severe events, such as the bone failing to heal or the hardware moving into the throat. By understanding which specific failure modes are most likely to cause injury, surgeons and engineers can focus their attention on preventing those specific outcomes. The study concludes that while the metal plates are a standard part of modern spine surgery, the data suggests a need for closer monitoring of the less common but more harmful complications to ensure that patients heal safely and without the need for further intervention.

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